Picture 1 of 1
Sarah Swammy Mi Governance, Compliance and Supervision in the Capital (Hardback)
Condition:
Postage:
Located in: 60502, United States
Delivery:
Varies
Returns:
Coverage:
Read item description or contact seller for details. See all detailsSee all details on coverage
(Not eligible for eBay purchase protection programmes)
Shop with confidence
Seller information
- 97.7% positive feedback
Registered as a Business Seller
Seller assumes all responsibility for this listing.
eBay item number:235554728286
Item specifics
- Condition
- Brand New: A new, unread, unused book in perfect condition with no missing or damaged pages. See all condition definitionsopens in a new window or tab
- Book Title
- Governance, Compliance and Supervision in the Capital Markets, +
- Publication Name
- Governance, Compliance and Supervision in the Capital Markets, + Website
- Title
- Governance, Compliance and Supervision in the Capital Markets, +
- Format
- Hardcover
- EAN
- 9781119380658
- ISBN
- 9781119380658
- Publisher
- Wiley & Sons, Incorporated, John
- Genre
- Business & Finance
- Release Date
- 22/06/2018
- Release Year
- 2018
- Language
- English
- Country/Region of Manufacture
- US
- Item Height
- 0.8in
- Item Length
- 8.8in
- Item Width
- 5.9in
- Item Weight
- 13.6 Oz
- Series
- Wiley Finance Ser.
- Publication Year
- 2018
- Type
- Textbook
- Number of Pages
- 176 Pages
About this product
Product Information
The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance.
Product Identifiers
Publisher
Wiley & Sons, Incorporated, John
ISBN-10
1119380650
ISBN-13
9781119380658
eBay Product ID (ePID)
234992356
Product Key Features
Publication Name
Governance, Compliance and Supervision in the Capital Markets, + Website
Format
Hardcover
Language
English
Series
Wiley Finance Ser.
Publication Year
2018
Type
Textbook
Number of Pages
176 Pages
Dimensions
Item Length
8.8in
Item Height
0.8in
Item Width
5.9in
Item Weight
13.6 Oz
Additional Product Features
Lc Classification Number
Hg4523
Table of Content
Preface vi Acknowledgments vii About the Authors ix CHAPTER 1 Capital Markets Participants, Products, and Functions 1 CHAPTER 2 How the Financial Crisis Reshaped the Industry 23 CHAPTER 3 Governance 33 CHAPTER 4 Overview: Capital Markets Compliance 57 CHAPTER 5 Overview: Supervision 89 CHAPTER 6 Central Role of Finance and Operations 99 Ian J. Combs, Esq. CHAPTER 7 Cyber Risk Role in Governance Model and Compliance Framework 129 Alexander Abramov About the Companion Website 157 Index 159
Copyright Date
2018
Topic
Finance / General, Corporate Finance / General
Lccn
2018-419952
Dewey Decimal
332/.0415
Intended Audience
Scholarly & Professional
Dewey Edition
23
Genre
Business & Economics
Item description from the seller
Seller assumes all responsibility for this listing.
eBay item number:235554728286
Postage and handling
Item does not ship to United States
Item location:
60502, United States
Post to:
Albania, Algeria, American Samoa, Andorra, Angola, Anguilla, Antigua and Barbuda, Argentina, Armenia, Aruba, Azerbaijan Republic, Bahamas, Bahrain, Bangladesh, Belgium, Belize, Benin, Bermuda, Bolivia, Bosnia and Herzegovina, Botswana, British Virgin Islands, Bulgaria, Burkina Faso, Burundi, Cambodia, Cameroon, Cape Verde Islands, Cayman Islands, Central African Republic, Chad, Chile, China, Colombia, Comoros, Cook Islands, Costa Rica, Cyprus, Czech Republic, Côte d'Ivoire (Ivory Coast), Democratic Republic of the Congo, Denmark, Djibouti, Dominica, Dominican Republic, Ecuador, Egypt, El Salvador, Equatorial Guinea, Eritrea, Estonia, Ethiopia, Falkland Islands (Islas Malvinas), Fiji, Finland, Gabon Republic, Gambia, Georgia, Ghana, Gibraltar, Greece, Greenland, Grenada, Guam, Guatemala, Guernsey, Guinea, Guinea-Bissau, Guyana, Haiti, Honduras, Hong Kong, Hungary, Iceland, India, Indonesia, Iraq, Jamaica, Japan, Jersey, Jordan, Kazakhstan, Kenya, Kiribati, Kuwait, Kyrgyzstan, Latvia, Lebanon, Lesotho, Liberia, Liechtenstein, Lithuania, Luxembourg, Macau, Macedonia, Madagascar, Malawi, Malaysia, Maldives, Mali, Malta, Marshall Islands, Mauritania, Mauritius, Mayotte, Micronesia, Moldova, Monaco, Mongolia, Montenegro, Montserrat, Morocco, Mozambique, Namibia, Nauru, Nepal, Netherlands Antilles, New Zealand, Nicaragua, Niger, Nigeria, Niue, Norway, Oman, Pakistan, Palau, Panama, Papua New Guinea, Paraguay, Peru, Philippines, Poland, Portugal, Puerto Rico, Qatar, Republic of Croatia, Republic of the Congo, Romania, Rwanda, Saint Helena, Saint Kitts-Nevis, Saint Lucia, Saint Pierre and Miquelon, Saint Vincent and the Grenadines, San Marino, Saudi Arabia, Senegal, Serbia, Seychelles, Sierra Leone, Singapore, Slovakia, Slovenia, Solomon Islands, Somalia, South Africa, South Korea, Sri Lanka, Suriname, Svalbard and Jan Mayen, Swaziland, Sweden, Taiwan, Tajikistan, Tanzania, Thailand, Togo, Tonga, Trinidad and Tobago, Tunisia, Turkey, Turkmenistan, Turks and Caicos Islands, Tuvalu, Uganda, United Arab Emirates, Uruguay, Uzbekistan, Vanuatu, Vatican City State, Vietnam, Virgin Islands (U.S.), Wallis and Futuna, Western Sahara, Western Samoa, Worldwide, Zambia, Zimbabwe
Excludes:
Afghanistan, Australia, Austria, Barbados, Belarus, Bhutan, Brazil, Brunei Darussalam, France, French Guiana, French Polynesia, Germany, Guadeloupe, Ireland, Israel, Italy, Laos, Libya, Martinique, Mexico, Netherlands, New Caledonia, Reunion, Russian Federation, Spain, Switzerland, Ukraine, United Kingdom, United States, Venezuela, Yemen
| Handling time |
|---|
| Will usually post within 3 business days of receiving cleared payment. |
| Taxes |
|---|
| Taxes may be applicable at checkout. Learn moreLearn more about paying tax on eBay purchases. |
Sales Tax for an item #235554728286
Sales Tax for an item #235554728286
Seller collects sales tax for items shipped to the following states:
| State | Sales Tax Rate |
|---|
Return policy
| After receiving the item, contact seller within |
|---|
| 30 days after the buyer receives it |
The buyer is responsible for return postage costs.
Seller feedback (63,056)
h***e (314)- Feedback left by buyer.
Past month
Verified purchase
Great deal!!
t***u (446)- Feedback left by buyer.
Past month
Verified purchase
Awesome
1***a (16)- Feedback left by buyer.
Past month
Verified purchase
Thanks Again!